Compliance Assessment Group jobs - New York
Subscribe to RSS Feed| Posted | Job Title | Company | Location |
|---|---|---|---|
|
Featured Job Postings from the Web
|
|||
| May 22 | Equity Capital Markets Compliance VP | Compliance Search Group | New York, NY |
|
Key Responsibilities Supporting Compliance initiatives including writing ... Advising management on significant compliance matters and issues; Interacting... more |
|||
| May 22 | Employee Trading Compliance | Compliance Search Group | New York, NY |
|
a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards... more |
|||
| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
|
program for Private Wealth Management AML Compliance. Responsibilities: Review high ... Update the Private Banks BSA AML Risk Assessment annually Coordinate with the... more |
|||
| May 14 | High - Net Worth Regional Compliance Officer - CT | Financial Services Company | New York, NY |
|
branch offices. The Compliance Advisory Group and this particular individual will ... Coordinate Compliance Reviews with the Compliance Monitoring and Control Team... more |
|||
| May 14 | Tax Manager - Family Office Group | Industry Leading Asset Management Firm | New York, NY |
|
Preparation of annual and quarterly tax estimates for the Founding Member and family members and continual updating of estimates for inclusion in cash flow projections. Point of... more |
|||
| May 14 | Compliance Examiner / Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Mmco | New York, NY |
|
As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
|||
| May 14 | Alternative Investments Compliance Officer | Compliance Search Group | New York, NY |
|
their Alternative Investments division. The Compliance Officer will be responsible for ... 7+ years of experience working with hedge funds/private equity, providing compliance suppo... more |
|||
| May 14 | Banking Compliance VP | Compliance Search Group | New York, NY |
|
requested information. Assess current compliance polices, including employee ... trends. Establish and conduct a bank-wide compliance training program. Job... more |
|||
| May 06 | Compliance Risk Assessment - Investment Bank | Compliance Search Group | New York, NY |
|
client, a top-tier investment bank, seeks a Compliance Risk Assessment Supervisor. ... and Internal Control and Compliance Risk Assessment Methodology processes... more |
|||
| May 06 | Chief Compliance Officer- Global Brokerage Firm | Mergis Group, A Division of Spherion | New York, NY |
|
Capital Markets Firm Seeks a Chief Compliance Officer *The Chief Compliance ... regulatory compliance (CFTC and Fed) *Develop and Ensure Compliance with the companys poli... more |
|||
| May 06 | Management Consultant - Bank Compliance & Regulatory | Compliance Search Group | New York, NY |
|
assess, and manage risks related to compliance. Primary responsibilities will ... specifically related to consumer compliance regulations (e.g., Federal Reserve... more |
|||
| May 05 | Senior Compliance Consultant - Distribution Channel | MetLife | New York |
|
& Compliance will report to the Regional Compliance Director and will have oversight ... This includes an assessment of sales office compliance supervisory controls, including... more |
|||
| May 04 | Compliance Examiner/Manager (Broker Dealer) - Marsh & McLennan Companies Corporate | Marsh | New York, NY |
|
As a Compliance Examiner / Manager in the Broker Dealer department of Marsh & McLennan Com ... compliance requirements and managing risk. Compliance professionals interpret and help... more |
|||
| May 03 | Compliance Supervisor Consumer Lending | First Niagara Financial Group | Albany, NY |
|
related fields (underwriting, closing, compliance, shipping and delivery, etc.) ... Risk Assessment, Technical and Analytical Strong understanding of regulatory compliance an... more |
|||
| May 02 | Compliance Specialist (Facilties) | Regeneron | Rensselaer, NY |
|
Summary: The position coordinates cGMP compliance for the Rensselaer Facilities Management ... for all Facilities Department issues of non-compliance. Provides tracking and trending... more |
|||
| Apr 29 | Regulatory Compliance Specialist | Weisermazars.com | New York, NY |
|
the independent U.S. member firm of Mazars Group, ranks as the 21st largest audit, tax ... preferred Certification in regulatory compliance preferred (e.g., CAMS, CRCM)... more |
|||
| Apr 29 | Bank and Anti-Money Laundering Compliance Officer | Compliance Search Group | New York, NY |
|
through compliance seminars, conferences, compliance committees, external training and ... serious compliance issues to the Head Office Compliance resp. the Chief Compliance Office... more |
|||
| Apr 22 | Chief AML Compliance Officer | Top International Investment Firm | New York, NY |
|
The Position: The Chief AML Compliance Officer reports to the Regional Head of Compliance ... CIB Anti-Money Laundering/US Patriot Act Compliance Program... more |
|||
| Apr 15 | Head of Compliance Mortgage Banking Testing Program | Compliance Search Group | New York, NY |
|
other Compliance officers, an annual risk assessment to set a testing plan for the ... lines consistent with the firms Corporate Compliance requirements. Oversee the... more |
|||
| Apr 15 | Compliance Officer- OFAC | Financial Services Company | New York, NY |
|
Top-tier investment bank seeks an OFAC Compliance Officer who will manage blocked/rejected ... liaising with the Business/Sector/Regional Compliance, Business, Operations, and... more |
|||
| Apr 15 | Fair Lending Compliance Officer | Compliance Search Group | New York, NY |
|
investment bank. The firm seeks a Head of Compliance Mortgage Banking Fair Lending. ... The role will report to the Chief Compliance Officer. Qualifications: Minimum... more |
|||
| Apr 15 | Compliance VP Securities Trade Monitoring | Compliance Search Group | New York, NY |
|
ratings agency seeking an experienced compliance professional to supervise the ... He/she will also provide guidance on trading to Compliance and company stakeholders, manag... more |
|||
| Apr 09 | Management Consultant - Consumer Bank Compliance & Regu | Compliance Search Group | New York, NY |
|
assess, and manage risks related to compliance. Primary responsibilities will ... specifically related to consumer compliance regulations (e.g., Federal Reserve... more |
|||
| Mar 20 | Compliance Counsel | Robert Walters | New York, NY |
|
group at a law firm or in-house hedge fund compliance experience; Knowledge of hedge ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more |
|||
| Mar 11 | Asset Management Trading Compliance Specialist | Compliance Search Group | New York, NY |
|
Principal Responsibilities: The Senior Compliance Analyst - Equity will be ... Firms application of Rule 38a-1 and 206(4)-7 compliance programs. Qualifications: Strong... more |
|||
Jobs by 
