Compliance Officer jobs - New York
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Featured Job Postings from the Web
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| May 26 | Administrative-Medical Director/CEO - Physician | Stg International | Auburn, NY |
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As the designated CBOC Safety Officer, demonstrates, understands and ... CBOC Information Management/Cyber security Officer, demonstrates, understands and... more |
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| May 25 | Compliance Manager | JPMorgan Chase | New York, NY |
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Treasury & Securities Services ("TSS") Compliance supports the WSS business ... seeking a highly motivated Senior Compliance Officer with at least five (5) years of... more |
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| May 24 | Compliance Officer | Kimber Mfg | Elmsford, NY |
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its business objectives while maintaining compliance with operational regulatory ... such violations; Monitoring and coordinating compliance activities of other departments;... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... you will work alongside the companys chief compliance officer in designing and... more |
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| May 23 | Banking Compliance Officer | Forum Group | New York, NY |
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of Federal Reserve and OCC regulations. The compliance officer will meet wtih the ... changes and requirments. Additionally the compliance officer will provide risk... more |
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| May 23 | Security & Data Management Officer | University of Rochester | Rochester, NY |
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and Department-wide information security compliance policies and procedures. Identify ... with University-wide information security compliance policies and procedures. Develop... more |
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| May 22 | AML Compliance Officer | Financial Services Company | New York, NY |
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program for Private Wealth Management AML Compliance. Responsibilities: Review high ... 5 plus years experience as an AML Compliance KYC Officer Advanced knowledge of... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 20 | Compliance Officer - Consumer Lending | Bank | New York, NY |
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Compliance Officer Consumer Lending Our client, a midtown banking institution, is ... currently looking for a Consumer Compliance Officer. The position will be VP level role. more |
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| May 19 | Director Medical Review Corporate Privacy Officer | Visiting Nurse Service of New York | New York, NY |
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Director Medical Review\Corporate Privacy Officer City: Manhattan Job ID: 21412 ... and procedures. Acts as agencys privacy officer and assures compliance with federal,... more |
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| May 19 | Director - Compliance | AIG | New York, NY |
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the business. Consult Business Unit Chief Compliance Officer on Corporate policies, ... Officer and/or Business Unit Chief Compliance Officer and General Counsel as... more |
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| May 17 | Compliance Team Leader | Randstad | Buffalo, NY |
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institution, is hiring a Compliance Officer for a Team Lead position in downtown ... within the AML Compliance Office to ensure compliance with applicable internal policies... more |
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| May 16 | Compliance Officer | AIG | New York, NY |
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devise and execute on detailed full-time compliance monitoring and testing plan across ... reached in accordance with established compliance monitoring and testing methodology... more |
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| May 09 | Fixed Income Compliance Officer | Guggenheim | New York, NY |
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The Fixed Income Compliance Officer will be responsible for keeping Compliance policies ... and execute surveillance and testing of Compliance and supervisory procedures. *... more |
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| May 09 | Security Officer | New York, NY | |
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Monitor and ensure associate key control compliance. Check associate identification and process temporary identification cards to vendors and visitors. Assists with the... more |
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| May 08 | Senior Alternatives Compliance Officer | Michael Page International | New York, NY |
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The Compliance Officer will be responsible for the oversight of the alternative ... a generalist compliance role. The Compliance Officer's general responsibilities will... more |
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| May 08 | VP Alternative Investment Compliance | R. Marin Enterprises | New York, NY |
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The Compliance Officer responsible for the oversight of the alternative investments ... * 7+ years of experience working with hedge funds/private equity, providing compliance sup... more |
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| Apr 20 | Code Compliance Officer | Dewberry | New York |
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Compliance Officer position responsible for compliance with Army construction-related ... are required to perform the work of the Code Compliance Officer: :Considerable knowledge... more |
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| Apr 04 | Information Security Officer | Cis | New York, NY |
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is to assist the Chief Information Security Officer (CISO) in providing for the ... key areas Policy Management o Monitor compliance with information security policies... more |
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| Mar 20 | Compliance Counsel | Robert Walters | New York, NY |
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The role will report to the Chief Compliance Officer and General Counsel and ... the compliance wall intact and maintain our compliance supervisory structure; Ability to... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 14 | FS CIO Advisory Networking Infrastructure Manager | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 08 | FS CIO Advisory ITSM Director | PwC | New York, NY |
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operations, technology, regulatory risk and compliance. CIO Advisory is part of the wider Financial Services practice advising clients in the Banking, Capital Markets, Insurance... more |
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| Mar 05 | Chief Compliance Officer | Wnet | New York, NY |
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federal funds. WNET is seeking a Chief Compliance Officer to assume primary ... Financial Officer, the Chief Compliance Officer will have primary responsibility for... more |
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| Mar 02 | Compliance Officer / Broker Dealer | Sinon Group | New York, NY |
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dealer in NYC, is seeking a Compliance Officer. Requirements: * Bachelors degree with three years of compliance experience preferably in a broker dealer environment * Experience... more |
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