Compliance Search Group jobs - Brooklyn, NY
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| May 25 | Freight Forwarder | Pinnacle Search Group | Edison, NJ |
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requirements, packaging specifications, and compliance with overseas countries- regulations and fiscal regimes Liaise with third parties in accordance with customer requirements... more |
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| May 25 | Air Ocean Freight Co-ordinator | Pinnacle Search Group | Edison, NJ |
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requirements, packaging specifications, and compliance with overseas countries- regulations and fiscal regimes Liaise with third parties in accordance with customer requirements... more |
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| May 25 | Import Export Sales Executive | Pinnacle Search Group | Edison, NJ |
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requirements, packaging specifications, and compliance with overseas countries- regulations and fiscal regimes Liaise with third parties in accordance with customer requirements... more |
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| May 24 | Fixed Income sales & trading floor Compliance Attorney | Compliance Search Group | New York, NY |
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Bank, including the Credit Portfolio Group, Special Credits, and Credit Risk ... policies and procedures required for compliance with US securities laws, banking... more |
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| May 24 | Hedge Fund / Trading Compliance Officer | Compliance Search Group | New York, NY |
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Fund. The firm seeks an experienced trading compliance professional to join their team. ... in designing and developing effective compliance procedures and controls in support... more |
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| May 24 | Hedge Fund Compliance Generalist | Compliance Search Group | New York, NY |
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The compliance role will report to the Chief Compliance Officer and have responsibility ... etc) and testing to ensure compliance with Compliance Manual, including monitoring... more |
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| May 22 | Equity Capital Markets Compliance VP | Compliance Search Group | New York, NY |
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Key Responsibilities Supporting Compliance initiatives including writing ... Advising management on significant compliance matters and issues; Interacting... more |
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| May 22 | Hedge Fund Compliance -Control Room- | Compliance Search Group | New York, NY |
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seeks to build a "first in class proactive Compliance program. As part of this ... banking, control room, trading or related Compliance, Legal and /or Regulatory... more |
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| May 22 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| May 22 | COMPLIANCE SPECIALIST ASSOCIATE!! Interviewing Immediately!! | Randstad | Ridgefield, NJ |
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Our client is currently searching for a Compliance Specialist Associate to join their team in Ridgefield NJ. BENEFITS TO YOU: - work for a successful and experienced management... more |
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| May 22 | Employee Trading Compliance | Compliance Search Group | New York, NY |
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a top-tier ratings agency, seeks a Senior Compliance Associate. The candidate must have ... Office software suite, Bloomberg, and a compliance monitoring tool such as SunGards... more |
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| May 22 | Assistant General Counsel / Compliance Advisory | Compliance Search Group | New York, NY |
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Assistant General Counsel/ Compliance Advisory - Fixed Income Credit Risk Our client is a ... Compliance Officer providing regulatory and compliance advice to several key Credit Risk... more |
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| May 22 | Compliance Manager - Information Provider Company | Compliance Search Group | New York, NY |
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of the registered investment adviser compliance program of the firm. ... compliance issues and for prioritizing compliance tasks Other duties, as assigned... more |
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| May 20 | VP, Advertising, Marketing Material Review Compliance | Compliance Search Group | New York, NY |
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investment bank, seeks a Marketing Material Compliance professional. This individual will ... organization including; Marketing, Legal, Compliance, Management, and Investment... more |
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| May 20 | Anti-Money Laundering Banking Compliance Officer | Compliance Search Group | New York, NY |
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seeks an Anti-Money Laundering Banking Compliance Officer Responsibilities include: ... account opening, monitoring, reporting and compliance reviews. Develop effective... more |
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| May 20 | Broker - Dealer Compliance, Director Level | Compliance Search Group | Jersey City, NJ |
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matters and filings; Oversight of the compliance professional responsible for ... Strong knowledge of securities/broker-dealer compliance, including FINRA rules and regulat... more |
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| May 17 | Director of Ad Operations | Annalect Group | New York, NY |
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Media/ Investment teams across Omnicom Media Group agencies (search, social, mobile, ... Data Policy & Logisitcs to pioneer 100% compliance with industry and corporate... more |
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| May 14 | Chief Compliance Officer - Derivatives & Swaps | Compliance Search Group | New York, NY |
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o real-time market monitoring; o compliance with audit trail requirements; o ... written policies and procedures, including a compliance manual, designed to prevent... more |
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| May 14 | Director of Ad Operations, Platform Logistics | Omnicom Media Group | New York, NY |
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Media Investment teams across Omnicom Media Group agencies (search social mobile display ... US Dir Data Policy Logisitcs to pioneer 100 compliance with industry and corporate... more |
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| May 06 | Vice President / Assist Manager Regulatory Inquiry Group | Compliance Search Group | New York, NY |
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would act as the Assistant Manager for the group that researches, analyzes and responds ... personnel, external and internal counsel, compliance coverage, etc., as required to... more |
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| Apr 30 | Software Developer | Em Search Group | New York, NY |
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order management, reporting and trade compliance. Challenging position with many opportunities to learn. Searching for the ideal candidate that can deliver a project on schedule... more |
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| Apr 12 | Group Lead, Med Technologist - Auto Chemistry Days | Questdiagnostics | Teterboro, NJ |
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10. Review unit activities to ensure compliance with departmental policies and ... confidentiality at all times. Key Word Search: medical technology, clinical... more |
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| Apr 11 | Group Lead, Med Technologist - Auto Chemistry Days | Quest Diagnostics | Teterboro, NJ |
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10. Review unit activities to ensure compliance with departmental policies and ... confidentiality at all times. Key Word Search: medical technology, clinical... more |
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| Apr 06 | Analyst | Strategic Investments Group | New York, NY |
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in NYCEDC, such as Real Estate Development, Compliance, Legal, Planning, Corporate Communications, and Research Writing memoranda and presenting to senior staff of NYCEDC and the... more |
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| Feb 29 | Analyst, Strategic Investments Group | New York City Economic Development | New York, NY |
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such as Real Estate Development, Compliance, Legal, Planning, Corporate Communications, and Research Writing memoranda and presenting to senior staff and the City recommending... more |
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