Compliance Search Group jobs - New York
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| Feb 05 | OFAC Compliance Analyst | Compliance Search Group | New York, NY |
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bank and they are seeking an OFAC Compliance Analyst who will provide support ... in continuing education workshops on compliance and regulatory matters. Assist in... more |
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| Feb 05 | Compliance VP Securities Trade Monitoring | Compliance Search Group | New York, NY |
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ratings agency seeking an experienced compliance professional to supervise the ... He/she will also provide guidance on trading to Compliance and company stakeholders, manag... more |
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| Feb 05 | Domestic Tax Manager - Public to Private Tax | Large Long Island Manufacturing Company | Melville, NY |
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our website at www.marcumsearch.com Marcum Search LLC offers premier professional ... recruiting services. Building on Marcum Group's personalized approach to accounting... more |
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| Feb 05 | HR Director Shared Service Center | Human Resources | Utica, NY |
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Lucas Group the leader in Executive Search has partnered with a leading medical device ... for new programs Supports regulatory compliance, fiduciary duties, legal and... more |
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| Feb 03 | Global Head of AML Technology - Engineering & Systems Design job | Citigroup | New York, NY |
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compensating controls for risk in-line with Compliance requirements Monitor risk ... Fraud, Registration or other major Compliance functions would be desirable,... more |
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| Feb 01 | Assistant General Counsel / Compliance Advisory | Compliance Search Group | New York, NY |
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Assistant General Counsel/ Compliance Advisory - Fixed Income Credit Risk Our client is a ... Compliance Officer providing regulatory and compliance advice to several key Credit Risk... more |
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| Feb 01 | AVP AML Data Analytics | Compliance Search Group | New York, NY |
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(NY/NJ, or DE, or Greater Chicago Metro) The Analytics & Design (A&D) group is responsible ... Coverage Strategy, AML Operations, and LOB Compliance in areas requiring quantitative... more |
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| Jan 30 | Compliance Officer | Complaince Search Group | New York, NY |
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Senior Compliance Officer New York The compliance role will report directly to the ... must have strong experience working in compliance within the investment management... more |
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| Jan 25 | Instructional Designer - Learning & Development | National Grid | Melville, NY |
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manuals to ensure continuous improvement and compliance with all regulatory, ... POSITION, PLEASE VISIT WWW.MONSTER.COM AND SEARCH KEYWORDS "4251" OR "INSTRUCTIONAL... more |
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| Jan 17 | Compliance Officer - Hedge Fund | Compliance Search Group | New York, NY |
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firms compliance program, including various compliance logs and checklists (e.g., ... developments in compliance area. Design new compliance initiatives as law, compliance and... more |
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| Jan 17 | Compliance Generalist | Compliance Search Group | New York, NY |
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Compliance Officer will team with the Chief Compliance Officer and General Counsel to ... monitoring compliance controls, conducting compliance training, and reviewing personal... more |
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| Jan 17 | Hedge Fund-of-Funds Compliance | Compliance Search Group | New York, NY |
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Acts as an independent review and evaluation body to ensure that compliance Issues/concern ... Identifies potential areas of compliance vulnerability and risk; develops/implements corre... more |
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| Jan 17 | Hedge Fund Compliance Officer | Compliance Search Group | New York, NY |
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and personal trading compliance Monitor compliance with insider trading procedures, ... retention oversight Monitor and coordinate compliance activities of other departments... more |
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| Jan 17 | Compliance Officer | Compliance Search Group | New York, NY |
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for a Compliance Officer to assist the Chief Compliance Officer. Responsibilities: ... & procedures; Proposing revisions to compliance policies & procedures and... more |
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| Jan 17 | Compliance Associate | Compliance Search Group | New York, NY |
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Company Seeks Investment Management Compliance Associate The Compliance Associate ... investment advisers with tailored compliance and regulatory services and... more |
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| Jan 17 | Hedge Fund Compliance Associate | Compliance Search Group | New York, NY |
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compliance consultants and law firms on compliance and regulatory matters. Developing ... and monitoring systems. Managing the firms compliance system recordkeeping, reporting,... more |
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| Jan 17 | Trading Compliance Specialist | Compliance Search Group | New York, NY |
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investment adviser is seeking a Trading Compliance Specialist with primary ... reports for clients Assist in annual compliance reviews by performing test work... more |
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| Jan 17 | Regulatory and Registration Compliance Analyst | Compliance Search Group | New York, NY |
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member financial firm seeking an experienced compliance professional to handle regulatory ... Compliance Analyst will monitor and ensure compliance with FINRA rules regarding... more |
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| Jan 17 | Fair Lending Compliance Officer | Compliance Search Group | New York, NY |
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investment bank. The firm seeks a Head of Compliance Mortgage Banking Fair Lending. ... The role will report to the Chief Compliance Officer. Qualifications: Minimum... more |
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| Jan 17 | Markets Compliance Officer / VP | Compliance Search Group | New York, NY |
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Frank and use such knowledge to assist the Compliance Department's efforts to manage and ... policies and procedures, and provide compliance support for ongoing issues related... more |
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| Jan 17 | Chief Compliance Officer Hedge Fund | Compliance Search Group | New York, NY |
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The Chief Compliance Officer will be involved in a range of compliance responsibilities ... compliance department - Capacity to mentor compliance staff members - Strong... more |
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| Jan 17 | Chief Compliance Officer - Hedge Fund | Compliance Search Group | New York, NY |
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The Chief Compliance Officer will be involved in a range of compliance responsibilities ... compliance department - Capacity to mentor compliance staff members - Strong... more |
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| Jan 17 | Compliance, Internal Controls Investment Manager | Compliance Search Group | New York, NY |
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The Compliance Professional will develop, implement and maintain all compliance procedures ... Regulatory and External Compliance. The Compliance Professional will be responsible... more |
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| Jan 17 | Deputy Chief Compliance Officer Position | Compliance Search Group | New York, NY |
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Compliance Officer Position - Northeast The Compliance Officer will function as a ... of legal requirements as applied to the compliance and investment management... more |
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| Jan 17 | Senior Compliance Associate - Ratings Agency | Compliance Search Group | New York, NY |
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examinations of ratings documentation for compliance with internal policies and ... Qualifications: At least three years of compliance and/or audit experience focusing on com... more |
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